-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TNo1Z+3IN/ACFTo6CfJJiNbbwUB6mUvysjGx79oIvTWGpOfvjEZPnvlGCYznjWtb rW3flUpJpv9QYOtntJoxtg== 0000950135-01-000649.txt : 20010223 0000950135-01-000649.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950135-01-000649 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: ANDREW W. VERHALEN GROUP MEMBERS: MATRIX PARTNERS V LP ET AL GROUP MEMBERS: MATRIX V ENTREPRENEURS FUND, L.P. GROUP MEMBERS: MATRIX V MANAGEMENT CO., L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BLUE MARTINI SOFTWARE INC CENTRAL INDEX KEY: 0001077814 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943319751 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60625 FILM NUMBER: 1540644 BUSINESS ADDRESS: STREET 1: 2600 CAMPUS DR STREET 2: SUITE 175 CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MATRIX PARTNERS V LP ET AL CENTRAL INDEX KEY: 0001106826 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043399413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 4500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818902244 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 4500 CITY: WALTHAM STATE: MA ZIP: 02451 SC 13G 1 b38267bmsc13g.txt BLUE MARTINI SOFTWARE, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. Blue Martini Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 095698 10 6 -------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. 2 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 2 of 9 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Matrix Partners V, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 6,560,208 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 6,560,208 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,560,208 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.51% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN ================================================================================ Page 2 of 9 pages 3 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 3 of 9 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Matrix V Entrepreneurs Fund, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 728,912 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 728,912 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 728,912 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.06% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN ================================================================================ Page 3 of 9 pages 4 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 4 of 9 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Matrix V Management Co., L.L.C. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 7,289,120 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 7,289,120 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,289,120 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.57% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN ================================================================================ Page 4 of 9 pages 5 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 5 of 9 pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Andrew W. Verhalen - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 7,289,120 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 7,289,120 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,289,120 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.57% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ================================================================================ Page 5 of 9 pages 6 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 6 of 9 pages - -------------------------------------------------------------------------------- ITEM 1(a) NAME OF ISSUER: Blue Martini Software, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2600 Campus Drive, Suite 175 San Mateo, CA 94403 ITEM 2(a) NAME OF PERSONS FILING: Matrix Partners V, L.P. ("Matrix V"); Matrix V Entrepreneurs Fund, L.P. ("Entrepreneurs", and together with Matrix V, the "Partnerships"); Matrix V Management Co., L.L.C. ("Management"), the general partner of each of the Partnerships; and Andrew W. Verhalen ("Verhalen"), the managing member of Management who has sole voting and dispositive authority with respect to shares of Blue Martini Software, Inc. held of record by the Partnerships. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the reporting persons is: 1000 Winter Street Suite 4500 Waltham, MA 02451 ITEM 2(c) CITIZENSHIP: Matrix V is a limited partnership organized under the laws of the State of Delaware. Entrepreneurs is a limited partnership organized under the laws of the State of Delaware. Management is a limited liability company organized under the laws of the State of Delaware. Mr. Verhalen is a citizen of the United States. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.001 per share (the "Common Stock"). ITEM 2(e) CUSIP NUMBER: 095698 10 6 ITEM 3 DESCRIPTION OF PERSON FILING: Not applicable. ITEM 4 OWNERSHIP: (a) AMOUNT BENEFICIALLY OWNED: Matrix V is the record holder of 6,560,208 shares of Common Stock and may be deemed to beneficially own the 6,560,208 shares of Common Stock held of record by it. Entrepreneurs is the record holder of 728,912 shares of Common Stock and may be deemed to beneficially own the 728,912 shares of Common Stock held of record by it. Management, as general partner of the Partnerships, may be deemed to beneficially own the 7,289,120 shares of Common Stock held of record by the Partnerships. Mr. Verhalen, as the managing member of Page 6 of 9 pages 7 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 7 of 9 pages - -------------------------------------------------------------------------------- Management who has sole voting and dispositive authority with respect to shares of Blue Martini Software, Inc. held of record by the Partnerships, may be deemed to beneficially own the 7,289,120 shares of Common Stock held of record by the Partnerships. The filing of this statement shall not be construed as an admission that any of the reporting persons are, for the purpose of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered under this statement. (b) PERCENT OF CLASS: Matrix V: 9.51% Entrepreneurs: 1.06% Management: 10.57% Mr. Verhalen: 10.57% (c) NUMBER OF SHARES AS TO WHICH THE PERSON HAS: (i) sole voting power; (ii) shared voting power; (iii) sole dispositive power; (iv) shared dispositive power: Matrix V may be deemed to have sole power to vote and dispose of 6,560,208 shares of Common Stock held of record by it. Entrepreneurs may be deemed to have sole power to vote and dispose of 728,912 shares of Common Stock held of record by it. Management, as general partner of the Partnerships, may be deemed to have sole power to vote and dispose of the 7,289,120 shares of Common Stock held of record by the Partnerships. Mr. Verhalen, as the managing member of Management who has sole voting and dispositive authority with respect to shares of Blue Martini Software, Inc., held of record by the Partnerships, may be deemed to have sole power to vote the 7,289,120 shares of Common Stock held of record by the Partnerships. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. ITEM 10 CERTIFICATION: Not applicable. Page 7 of 9 pages 8 - --------------------- ----------------- CUSIP No. 095698 10 6 SCHEDULE 13G Page 8 of 9 pages - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. DATED: February 13, 2001. MATRIX PARTNERS V, L.P. By: Matrix V Management Co., L.L.C General Partner By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member MATRIX V ENTREPRENEURS FUND, L.P. By: Matrix V Management Co., L.L.C. General Partner By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member MATRIX V MANAGEMENT CO., L.L.C By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member /s/ Andrew W. Verhalen --------------------------------------------- Andrew W. Verhalen Page 8 of 9 pages EX-99.1 2 b38267bmex99-1.txt AGREEMENT 1 Exhibit I AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Blue Martini Software, Inc. EXECUTED as a sealed instrument this 13th day of February, 2001. MATRIX PARTNERS V, L.P. By: Matrix V Management Co., L.L.C. General Partner By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member MATRIX V ENTREPRENEURS FUND, L.P. By: Matrix V Management Co., L.L.C. General Partner By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member MATRIX V MANAGEMENT CO., L.L.C. By: /s/ Andrew W. Verhalen ------------------------------------- Andrew W. Verhalen Managing Member /s/ Andrew W. Verhalen --------------------------------------------- Andrew W. Verhalen Page 9 of 9 pages -----END PRIVACY-ENHANCED MESSAGE-----